What is a Registered Investment Advisor?
An RIA is an Investment Advisor who is registered and regulated by the Securities and Exchange Commission (SEC)
A Registered Investment Advisor (RIA) is regulated by the SEC—whose mission is to protect investors and maintain the integrity of the securities market.
Under the strict SEC rules, Registered Investment Advisors have a fiduciary duty to their clients. This is a moral and a legal obligation to place a client’s interests ahead of their own.
Up until now, access to a Registered Investment Advisor was typically only available to those who had significant account balances.
The R Account changes that because we have no minimum account size requirements.
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